Values Based Investor

Products & Services

Highlights:

No Hidden Charges
No Annual Maintenance Fees
No Inactivity Fees
No Volume Requirements to Qualify for Our Low Commissions
No Minimum to Open an Account¹
No Fee IRA’s

Additional Products & Services

Stock & Option Trading with execution on all major exchanges.
Stocks as low as $8.95 per trade
Options: $1.50 per contract or a $14.95 minimum
Dividend Reinvestment
International Currency Conversions – “FX” (Foreign Exchange)
Employee Stock Option Plans & Processing
Online Extended Hours Trading

Money Market Funds
Your available cash balances are automatically swept into your interest-bearing money market fund. Choose either a taxable or non-taxable fund from Reich & Tang Funds.

Trade Options in Your IRA
If you are an experienced and pre-approved customer, you may trade options in your IRA. Trade: puts and calls, covered calls, and cash-covered puts and spreads. Additional requirements may apply.

Broker Assisted Trading
Our experienced and specialized brokers have the ability to handle complex option trades and strategies. There is an additional $10 charge for broker assistance. To place a Broker Assisted Trade call 1-800-92-REGAL from 8:00 a.m. to 6:00 p.m. EST.

Direct Your Order
Direct your order to a specific exchange at no additional charge when you place a broker assisted trade.

Fixed Income
Values Based Investor offers a variety of fixed income products & services including a full service bond desk. Contact a fixed income specialist at 1-888-897-8133 to locate specific fixed income issues providing competitive pricing and the highest available yields in the market place.

Mutual Funds
Values Based Investor offers a wide variety of mutual funds including no-transaction fee funds. Choose from nearly 600 Mutual Fund Families. Call 1-800-92-REGAL to place an order.

¹ An account minimum applies only to international accounts. See our How to Fund Your Account section for details.

Options involve risk and are not suitable for all investors. Certain requirements must be met to trade options through Values Based Investor. On-line trading has inherent risks due to delay or loss of online services, system performance, market conditions, erroneous or unavailable market data. Investors should understand these and additional risks before trading. Before considering any option transaction, please read Characteristics and Risks of Standardized Options provided by the Options Clearing Corporation (OCC), available in Adobe Acrobat PDF format. A current copy may also be obtained by calling Values Based Investor at 1-800-92-REGAL or by mailing your request to Values Based Investor, P.O. Box 9503, Fort Myers, FL 33906-9503. Because of the importance of tax considerations, Values Based Investor recommends consulting your tax advisor before contemplating any options transaction.