Values Based Investor

Disclosure of Business Continuity Policy

Values Based Investor is a division of Regal Securities, Inc., a broker/dealer and member of the FINRA. NASD Rule 3510 requires each member firm to create and maintain a business continuity plan (BCP). Accordingly, Regal has developed a plan to ensure that business continues to run uninterrupted during business emergencies. Click on the link below for a brochure that summarizes Regal's Business Continuity Policy.

Business Continuity Policy Summary

Values Based Investor, 950 Milwaukee Ave., Suite 101, Glenview, IL 60025, 1-800-92-REGAL
Values Based Investor is a division of Regal Securities, Inc., Member FINRA, SIPC.

The information on this web site is for discussion and information purposes only. All accounts accepted at the discretion of Values Based Investor which accepts customer orders only on an unsolicited basis, and does not make any recommendations regarding any security or securities product with the possible exception of orders executed by our full service bond desk. Nothing contained herein should be considered as an offer to buy or sell any security or securities product. Systems response and account times may vary due to market conditions, system performance, and other factors.